| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-01-09 | - |
| Rep | 證券交易 | 2018-01-09 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-04-08 | 2017-12-22 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-02-13 | 2017-12-22 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-08-15 | 2017-12-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-08-15 | 2017-12-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-05-07 | 2014-07-19 |
| Rep | 證券交易 | 2014-05-07 | 2014-07-19 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-07-22 | 2011-11-01 |
已採集記錄中暫無金管局登記。