| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-08-16 | 2011-01-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期貨合約交易 | 2010-08-16 | 2012-03-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2010-05-05 |
| Rep | 證券交易 | 2008-10-13 | 2010-05-05 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-17 | 2010-05-05 |
| Newedge Broker Limited | Rep | 證券交易 | 2007-05-09 | 2009-07-31 |
| Rep | 提供自動化交易服務 | 2006-01-24 | 2009-07-31 | |
| Rep | 期貨合約交易 | 2006-01-24 | 2009-07-31 |