Hui, Hoi Pan 許海濱

證監會中央編號:AIQ973

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	就期貨合約提供意見	2017-09-08	-
	RO	就證券提供意見	2017-09-08	-
	RO	提供資產管理	2017-09-08	-
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	就證券提供意見	2017-09-08	-
	RO	提供資產管理	2017-09-08	-
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	就期貨合約提供意見	2015-02-04	2017-09-08
	Rep	就證券提供意見	2015-02-04	2017-09-08
	Rep	提供資產管理	2015-02-04	2017-09-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期貨合約提供意見	2014-10-23	2015-01-02
	Rep	就證券提供意見	2014-10-23	2015-01-02
	Rep	提供資產管理	2014-10-23	2015-01-02
	Rep	證券交易	2014-10-23	2015-01-02
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2014-10-23	2015-01-02
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期貨合約提供意見	2010-07-19	2013-01-02
	Rep	就證券提供意見	2010-07-19	2013-01-02
	Rep	提供資產管理	2010-07-19	2013-01-02
	Rep	證券交易	2010-07-19	2013-01-02
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	就期貨合約提供意見	2010-07-19	2011-08-31
	Rep	就證券提供意見	2010-07-19	2011-08-31
	Rep	提供資產管理	2010-07-19	2011-08-31
	Rep	證券交易	2010-07-19	2011-08-31
Legg Mason Asset Management Hong Kong Limited	RO	就證券提供意見	2010-04-13	2010-06-26
	RO	提供資產管理	2010-04-13	2010-06-26
	RO	證券交易	2010-04-13	2010-06-26
	Rep	證券交易	2006-05-09	2010-04-13
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	證券交易	2006-05-09	2008-09-01
Legg Mason Asset Management Hong Kong Limited	Rep	就期貨合約提供意見	2006-04-29	2006-05-26
	Rep	就證券提供意見	2006-04-29	2010-04-13
	Rep	提供資產管理	2006-04-29	2010-04-13
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就期貨合約提供意見	2006-04-29	2006-05-26
	Rep	就證券提供意見	2006-04-29	2008-09-01
	Rep	提供資產管理	2006-04-29	2008-09-01
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	Rep	就證券提供意見	2005-07-05	2006-04-18
	Rep	提供資產管理	2005-07-05	2006-04-18
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	就期貨合約提供意見	2003-04-28	2006-04-18
	Rep	就證券提供意見	2003-04-28	2006-04-18
	Rep	提供資產管理	2003-04-28	2006-04-18

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。

主要資料牌照與登記公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	就期貨合約提供意見	2017-09-08	-
	RO	就證券提供意見	2017-09-08	-
	RO	提供資產管理	2017-09-08	-
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	就證券提供意見	2017-09-08	-
	RO	提供資產管理	2017-09-08	-
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	就期貨合約提供意見	2015-02-04	2017-09-08
	Rep	就證券提供意見	2015-02-04	2017-09-08
	Rep	提供資產管理	2015-02-04	2017-09-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期貨合約提供意見	2014-10-23	2015-01-02
	Rep	就證券提供意見	2014-10-23	2015-01-02
	Rep	提供資產管理	2014-10-23	2015-01-02
	Rep	證券交易	2014-10-23	2015-01-02
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2014-10-23	2015-01-02
HSBC Global Asset Management (Hong Kong) Limited	Rep	就期貨合約提供意見	2010-07-19	2013-01-02
	Rep	就證券提供意見	2010-07-19	2013-01-02
	Rep	提供資產管理	2010-07-19	2013-01-02
	Rep	證券交易	2010-07-19	2013-01-02
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	就期貨合約提供意見	2010-07-19	2011-08-31
	Rep	就證券提供意見	2010-07-19	2011-08-31
	Rep	提供資產管理	2010-07-19	2011-08-31
	Rep	證券交易	2010-07-19	2011-08-31
Legg Mason Asset Management Hong Kong Limited	RO	就證券提供意見	2010-04-13	2010-06-26
	RO	提供資產管理	2010-04-13	2010-06-26
	RO	證券交易	2010-04-13	2010-06-26
	Rep	證券交易	2006-05-09	2010-04-13
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	證券交易	2006-05-09	2008-09-01
Legg Mason Asset Management Hong Kong Limited	Rep	就期貨合約提供意見	2006-04-29	2006-05-26
	Rep	就證券提供意見	2006-04-29	2010-04-13
	Rep	提供資產管理	2006-04-29	2010-04-13
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就期貨合約提供意見	2006-04-29	2006-05-26
	Rep	就證券提供意見	2006-04-29	2008-09-01
	Rep	提供資產管理	2006-04-29	2008-09-01
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	Rep	就證券提供意見	2005-07-05	2006-04-18
	Rep	提供資產管理	2005-07-05	2006-04-18
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	就期貨合約提供意見	2003-04-28	2006-04-18
	Rep	就證券提供意見	2003-04-28	2006-04-18
	Rep	提供資產管理	2003-04-28	2006-04-18

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。