| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 證券交易 | 2007-04-10 | 2011-11-14 |
| Rep | 提供資產管理 | 2005-08-08 | 2011-11-14 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2005-08-08 | 2011-11-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-08-01 | 2011-11-14 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-08-01 | 2011-11-14 |
| Rep | 證券交易 | 2005-08-01 | 2011-11-14 | |
| LLOYDS TSB PACIFIC LIMITED | Rep | 證券交易 | 2004-02-27 | 2005-04-29 |
| Rep | 就機構融資提供意見 | - | 2004-02-19 | |
| Rep | 提供資產管理 | - | 2004-02-19 | |
| Rep | 就證券提供意見 | - | 2005-04-29 |