| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-04-26 | 2011-12-30 |
| Rep | 提供資產管理 | 2010-04-26 | 2011-12-30 | |
| Rep | 證券交易 | 2010-04-26 | 2011-12-30 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-04-26 | 2011-12-30 |
| Rep | 提供資產管理 | 2010-04-26 | 2011-12-30 | |
| Rep | 證券交易 | 2010-04-26 | 2011-12-30 | |
| MIS SERVICES LIMITED (d2019-06-01) | Rep | 提供資產管理 | 2003-07-29 | 2004-01-08 |