| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-07-16 | - |
| Rep | 就期貨合約提供意見 | 2010-07-26 | - | |
| Rep | 就證券提供意見 | 2010-07-26 | - | |
| Rep | 提供資產管理 | 2010-07-26 | - | |
| Rep | 證券交易 | 2010-07-26 | - | |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | 就期貨合約提供意見 | 2009-10-28 | 2011-08-31 |
| Rep | 就證券提供意見 | 2009-10-28 | 2011-08-31 | |
| Rep | 提供資產管理 | 2009-10-28 | 2011-08-31 | |
| Rep | 證券交易 | 2009-10-28 | 2011-08-31 |