| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2011-03-22 | 2023-08-15 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-11-19 | 2018-08-31 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2008-04-18 | - |
| Virtu ITG Hong Kong Limited | Rep | 提供自動化交易服務 | 2004-03-01 | 2008-04-14 |
| Rep | 證券交易 | 2004-03-01 | 2008-04-14 | |
| HOENIG (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-29 |