| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2011-05-16 | 2015-03-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-09-15 | 2006-11-02 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2006-09-15 | 2006-11-02 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2003-07-29 | 2006-09-15 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | 證券交易 | 2003-07-29 | 2006-09-15 |