| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 證券交易 | 2022-12-20 | - |
| Rep | 證券交易 | 2014-09-04 | 2022-12-20 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2009-09-28 | 2014-06-04 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-08-11 | 2009-06-17 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-03-20 | 2009-04-24 |