| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2026-01-28 | - |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2017-07-24 | 2019-09-20 |
| Rep | 證券交易 | 2017-07-24 | 2019-09-20 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自動化交易服務 | 2017-03-30 | 2017-05-07 |
| Rep | 提供自動化交易服務 | 2012-06-26 | 2015-01-26 | |
| Rep | 期貨合約交易 | 2012-06-26 | 2017-05-07 | |
| Rep | 證券交易 | 2012-06-26 | 2017-05-07 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2010-06-08 | 2012-03-27 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-03-27 | 2010-03-19 |