| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | 證券交易 | 2025-03-26 | - |
| Rep | 證券交易 | 2025-01-22 | 2025-03-26 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-08-06 | 2023-01-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2021-08-06 | 2023-01-12 |
| Rep | 期貨合約交易 | 2021-08-06 | 2023-01-12 | |
| Rep | 證券交易 | 2021-08-06 | 2023-01-12 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-05-18 | 2021-04-14 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2010-12-15 | 2021-04-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-12-15 | 2009-02-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-12-15 | 2009-02-16 |
已採集記錄中暫無金管局登記。