| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-09-22 | - |
| Rep | 提供資產管理 | 2025-03-11 | - | |
| Rep | 證券交易 | 2025-03-11 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-03-11 | - |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2011-01-24 | 2013-10-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-09-14 | 2010-10-11 |
| Rep | 就機構融資提供意見 | 2010-05-05 | 2010-09-07 | |
| Rep | 就證券提供意見 | 2010-05-05 | 2010-09-07 | |
| Rep | 證券交易 | 2010-05-05 | 2010-10-11 |