| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2010-06-02 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-12-19 | 2006-06-01 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-12-19 | 2006-06-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-12-19 | 2006-06-01 |