| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2013-12-23 | 2017-03-31 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2010-09-27 | 2013-09-19 |
| BTIG Hong Kong Limited | Rep | 證券交易 | 2008-05-19 | 2010-09-13 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-07-06 | 2007-11-03 |