Shum, Tommy Chung Lai 沈仲禮
證監會中央編號:ANT372
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | Rep | 提供資產管理 | 2025-07-07 | 2026-09-10 |
| 1020 Capital Management Limited | Rep | 提供資產管理 | 2024-05-21 | 2025-05-20 |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-09-13 | 2023-06-09 |
| Rep | 證券交易 | 2022-09-13 | 2023-06-09 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-11-20 | 2022-07-29 |
| Rep | 證券交易 | 2019-11-07 | 2022-07-29 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-11-07 | 2022-07-29 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2007-07-10 | 2019-07-15 |
| NATIXIS ASIA LIMITED | Rep | 證券交易 | 2006-08-11 | 2006-10-31 |