| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-11-17 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-09-20 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2021-09-20 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2019-06-25 | 2021-08-31 |
| Rep | 期貨合約交易 | 2015-09-22 | 2021-08-31 | |
| Rep | 證券交易 | 2015-09-22 | 2021-08-31 | |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2012-02-14 | 2012-04-24 |
| Rep | 證券交易 | 2012-02-14 | 2012-04-24 | |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-04-11 | 2011-11-17 |
| Rep | 證券交易 | 2011-04-11 | 2011-11-17 |
已採集記錄中暫無金管局登記。