| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2017-07-04 | 2018-02-09 |
| Rep | 證券交易 | 2017-07-04 | 2018-02-09 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-07-29 | 2017-06-30 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-07-29 | 2017-06-30 |
| Fosun International Securities Limited | Rep | 證券交易 | 2015-12-10 | 2016-06-17 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-04-07 | 2015-06-26 |
| Rep | 證券交易 | 2010-10-14 | 2015-06-26 |