| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2020-11-30 | 2024-12-31 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-12-18 | 2020-11-24 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2011-07-11 | 2014-12-05 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2008-04-02 | 2011-06-25 |