| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-06-20 | 2012-01-12 |
| Rep | 證券交易 | 2011-06-20 | 2012-01-12 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-05-17 | 2011-03-29 |
| Rep | 證券交易 | 2010-01-15 | 2011-03-29 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2009-02-03 | 2009-12-16 |