| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Linkways Investment Management Limited | RO | 就證券提供意見 | 2024-02-16 | - |
| RO | 期貨合約交易 | 2024-02-16 | - | |
| RO | 證券交易 | 2024-02-16 | - | |
| Rep | 就證券提供意見 | 2023-12-28 | 2024-02-16 | |
| Rep | 期貨合約交易 | 2023-12-28 | 2024-02-16 | |
| Rep | 證券交易 | 2023-12-28 | 2024-02-16 | |
| MFG Limited (HK) | RO | 就證券提供意見 | 2023-05-23 | 2023-09-21 |
| RO | 證券交易 | 2023-05-23 | 2023-09-21 | |
| Rep | 就證券提供意見 | 2023-02-15 | 2023-05-23 | |
| Rep | 證券交易 | 2023-02-15 | 2023-05-23 | |
| Ayers Alliance Securities (HK) Limited | RO | 就證券提供意見 | 2019-06-06 | 2022-07-15 |
| RO | 證券交易 | 2019-06-06 | 2022-07-15 | |
| MFG Limited (HK) | RO | 就證券提供意見 | 2017-10-24 | 2019-06-06 |
| RO | 證券交易 | 2017-10-24 | 2019-06-06 | |
| RO | 就證券提供意見 | 2013-08-06 | 2014-04-16 | |
| RO | 證券交易 | 2013-08-06 | 2014-04-16 | |
| Rep | 提供資產管理 | 2012-05-21 | 2013-08-06 | |
| RO | 就期貨合約提供意見 | 2012-03-28 | 2023-09-21 | |
| Rep | 就期貨合約提供意見 | 2012-03-01 | 2012-03-28 | |
| Rep | 證券交易 | 2012-02-06 | 2013-08-06 | |
| RO | 期貨合約交易 | 2012-02-06 | 2023-09-21 | |
| Well Link Securities Limited | RO | 期貨合約交易 | 2011-08-24 | 2011-12-31 |
| Rep | 期貨合約交易 | 2010-05-27 | 2011-08-24 | |
| Rep | 證券交易 | 2010-04-28 | 2011-12-31 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-01-11 | 2010-04-17 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-08-23 | 2008-07-13 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-08-23 | 2008-07-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2007-08-23 | 2008-07-13 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-12-13 |
已採集記錄中暫無金管局登記。