| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2012-03-12 | 2025-03-31 |
| Well Link Securities Limited | Rep | 證券交易 | 2006-12-23 | 2012-02-27 |
| RO | 證券交易 | 2006-05-26 | 2006-12-23 | |
| Rep | 證券交易 | 2005-12-01 | 2006-05-26 | |
| SCTRADE.COM LIMITED | Rep | 就證券提供意見 | - | 2004-01-15 |
| Rep | 提供資產管理 | - | 2004-01-15 | |
| Rep | 證券交易 | - | 2004-01-15 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-01-15 |
| Rep | 提供資產管理 | - | 2004-01-15 | |
| Rep | 期貨合約交易 | - | 2005-12-01 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-15 |
| Rep | 就證券提供意見 | - | 2004-01-15 | |
| Rep | 提供資產管理 | - | 2004-01-15 | |
| Rep | 提供自動化交易服務 | - | 2004-01-15 | |
| Rep | 證券交易 | - | 2005-12-01 |