| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2017-12-01 | 2019-10-10 |
| Well Link Securities Limited | Rep | 證券交易 | 2008-11-04 | 2017-11-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2005-07-19 | 2008-11-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-07-19 | 2008-11-01 |
| YAN YAN INVESTMENT LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-03 |
| Rep | 就證券提供意見 | - | 2003-07-03 | |
| Rep | 提供資產管理 | - | 2003-07-03 | |
| Rep | 證券交易 | - | 2005-07-08 |