| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2025-12-05 | - |
| Rep | 證券交易 | 2025-11-11 | 2025-12-05 | |
| United Securities Limited (HK) | RO | 提供資產管理 | 2022-12-22 | 2025-06-12 |
| Rep | 提供資產管理 | 2021-11-15 | 2022-12-22 | |
| RO | 就證券提供意見 | 2019-07-03 | 2025-06-12 | |
| RO | 證券交易 | 2019-07-03 | 2025-06-12 | |
| Rep | 就證券提供意見 | 2019-06-19 | 2019-07-03 | |
| Rep | 證券交易 | 2019-06-19 | 2019-07-03 | |
| Ayers Alliance Securities (HK) Limited | RO | 就證券提供意見 | 2014-12-16 | 2019-06-07 |
| RO | 證券交易 | 2014-12-16 | 2019-06-07 | |
| Rep | 就證券提供意見 | 2014-12-15 | 2014-12-16 | |
| Rep | 證券交易 | 2014-12-15 | 2014-12-16 | |
| Well Link Securities Limited | RO | 證券交易 | 2012-07-25 | 2014-12-10 |
| Rep | 證券交易 | 2006-01-17 | 2012-07-25 | |
| ROOFER SECURITIES LIMITED | Rep | 證券交易 | 2005-06-16 | 2005-10-23 |
已採集記錄中暫無金管局登記。