| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-07-08 | - |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-07-08 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-02-20 | 2014-05-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-02-20 | 2014-05-31 |
| HUNG SING FUTURES LIMITED | Rep | 期貨合約交易 | 2009-06-15 | 2012-01-31 |
| HUNG SING SECURITIES LIMITED | Rep | 證券交易 | 2009-01-14 | 2012-01-31 |