| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-10-11 | - |
| Rep | 證券交易 | 2023-10-11 | - | |
| Wealth Link Securities Limited | Rep | 證券交易 | 2023-04-25 | 2023-09-29 |
| RO | 證券交易 | 2023-03-03 | 2023-04-25 | |
| Rep | 就證券提供意見 | 2023-01-27 | 2023-09-29 | |
| Rep | 證券交易 | 2022-12-20 | 2023-03-03 | |
| GEO Securities Limited | Rep | 證券交易 | 2022-05-27 | 2022-12-16 |
| CVP Securities Limited | Rep | 證券交易 | 2022-04-25 | 2022-05-21 |
| RO | 期貨合約交易 | 2021-12-21 | 2022-05-21 | |
| RO | 證券交易 | 2020-10-08 | 2022-04-25 | |
| Waymaker Asset Management Co. Limited | Rep | 就證券提供意見 | 2019-08-05 | 2020-04-18 |
| Rep | 提供資產管理 | 2019-08-05 | 2020-04-18 | |
| CVP Securities Limited | Rep | 證券交易 | 2017-03-31 | 2020-10-08 |
| Rep | 期貨合約交易 | 2017-03-31 | 2021-12-21 | |
| CLC FUTURES LIMITED | Rep | 期貨合約交易 | 2016-04-11 | 2017-03-20 |
| CLC SECURITIES LIMITED | Rep | 證券交易 | 2016-04-11 | 2017-03-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-09-17 | 2016-03-28 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-08-08 | 2016-03-28 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-07-08 | 2014-07-18 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-02-15 | 2014-05-31 |
| HUNG SING SECURITIES LIMITED | Rep | 證券交易 | 2009-11-27 | 2012-01-31 |
已採集記錄中暫無金管局登記。