| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | Rep | 證券交易 | 2010-04-01 | 2012-02-10 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2006-11-07 | 2010-03-31 |
| WINTECH SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-10 |
| Rep | 就證券提供意見 | - | 2004-02-10 | |
| Rep | 提供資產管理 | - | 2004-02-10 | |
| Rep | 證券交易 | - | 2006-10-31 |