| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-07-12 |
| Rep | 證券交易 | 2013-06-25 | 2017-10-02 | |
| Glory Sun Securities Limited | Rep | 證券交易 | 2010-06-09 | 2013-06-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-08-03 | 2010-06-08 |
| OnePlatform Securities Limited | Rep | 就機構融資提供意見 | - | 2004-09-22 |
| Rep | 就證券提供意見 | - | 2004-09-22 | |
| Rep | 提供資產管理 | - | 2004-09-22 | |
| Rep | 證券交易 | - | 2009-08-01 |