| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-05-25 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-05-03 | - |
| Success Securities Limited | Rep | 證券交易 | 2022-09-05 | 2023-04-24 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-05-31 |
| Rep | 證券交易 | 2013-06-25 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-06-25 | 2022-05-31 |
| Glory Sun Securities Limited | Rep | 期貨合約交易 | 2012-11-05 | 2013-06-25 |
| Rep | 證券交易 | 2011-02-02 | 2013-06-25 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-12-09 | 2010-12-31 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-13 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-23 | |
| Rep | 證券交易 | 2003-04-01 | 2010-12-31 |
已採集記錄中暫無金管局登記。