| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2021-10-06 | - |
| Rep | 就證券提供意見 | 2021-09-17 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2021-09-17 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-06-23 | 2021-10-06 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-07-08 | 2021-06-04 |
| Rep | 就機構融資提供意見 | 2013-04-30 | 2016-07-08 | |
| South West Capital Limited (d2013-12-11) | RO | 就機構融資提供意見 | 2012-04-20 | 2012-12-12 |
| RO | 證券交易 | 2012-04-20 | 2012-12-12 | |
| Octal Capital Limited | RO | 證券交易 | 2012-01-11 | 2012-04-16 |
| RO | 就機構融資提供意見 | 2011-12-01 | 2012-04-16 | |
| Rep | 就機構融資提供意見 | 2011-08-31 | 2011-12-01 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-06-09 | 2011-08-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-06-09 | 2011-08-08 |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2008-04-02 | 2010-03-12 |
| Rep | 證券交易 | 2008-04-02 | 2010-03-12 |
金管局記錄暫時無法載入，請稍後重試。