| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KB Securities Hong Kong Limited | Rep | 證券交易 | 2010-10-20 | 2012-01-09 |
| Mirae Asset Securities (HK) Limited | Rep | 證券交易 | 2009-11-25 | 2010-08-06 |
| MF Securities Hong Kong Limited | Rep | 就證券提供意見 | 2008-04-07 | 2009-11-24 |
| Rep | 證券交易 | 2008-04-07 | 2009-11-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2003-10-16 | 2008-02-13 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2003-07-17 | 2008-02-13 |