| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UX SECURITIES LIMITED | RO | 證券交易 | 2026-08-18 | - |
| Rep | 證券交易 | 2025-05-02 | 2026-08-18 | |
| Planetree Securities Limited | RO | 提供自動化交易服務 | 2022-06-08 | 2023-03-31 |
| Planetree Discount Lending Limited | RO | 提供證券保證金融資 | 2022-01-28 | 2023-03-31 |
| Planetree Futures Limited | RO | 期貨合約交易 | 2022-01-28 | 2023-03-31 |
| Planetree Securities Limited | RO | 證券交易 | 2022-01-28 | 2023-03-31 |
| I-ACCESS INVESTORS LIMITED | RO | 就期貨合約提供意見 | 2020-01-22 | 2020-04-06 |
| RO | 就證券提供意見 | 2020-01-22 | 2020-04-06 | |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2014-02-12 | 2014-07-21 |
| RO | 就期貨合約提供意見 | 2013-12-24 | 2017-09-18 | |
| RO | 就證券提供意見 | 2013-12-24 | 2017-09-18 | |
| I-ACCESS INVESTORS LIMITED | RO | 提供自動化交易服務 | 2011-01-07 | 2020-04-06 |
| RO | 證券交易 | 2007-09-06 | 2020-04-06 | |
| Rep | 證券交易 | 2006-01-04 | 2007-09-06 | |
| RO | 期貨合約交易 | 2005-07-13 | 2020-04-06 | |
| AuVantage Consultancy Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-24 | |
| Rep | 提供證券保證金融資 | 2003-04-01 | 2004-02-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-07-12 | |
| Rep | 證券交易 | 2003-04-01 | 2005-07-12 | |
| MAGUSTA FUTURES LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2004-02-24 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-07-12 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2005-07-12 |
已採集記錄中暫無金管局登記。