| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HOORAY SECURITIES LIMITED | RO | 證券交易 | 2017-09-29 | 2021-02-19 |
| Rep | 證券交易 | 2017-09-06 | 2017-09-29 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-12-15 | 2017-09-01 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-12-15 | 2017-09-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-08-09 | 2015-12-03 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2013-08-09 | 2015-12-03 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2011-05-05 | 2013-08-02 |
| Rep | 證券交易 | 2011-05-05 | 2013-08-02 |