| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2014-09-04 | 2015-08-10 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2014-09-04 | 2015-08-10 |
| Rep | 證券交易 | 2014-09-04 | 2015-08-10 | |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2013-10-15 | 2014-07-10 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2011-07-15 | 2014-07-10 |
| Rep | 證券交易 | 2011-07-15 | 2014-07-10 |