| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | 證券交易 | 2011-03-21 | 2012-04-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-13 | 2008-11-15 |
| Rep | 證券交易 | 2008-10-13 | 2008-11-15 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2007-10-03 | 2008-09-29 |
| Rep | 證券交易 | 2007-10-03 | 2008-09-29 |