| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-11-13 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-10-21 | - |
| Rep | 證券交易 | 2024-10-21 | - | |
| ICBC (ASIA) SECURITIES LIMITED | RO | 就證券提供意見 | 2009-08-24 | 2019-11-18 |
| RO | 證券交易 | 2009-08-24 | 2019-11-18 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2006-09-11 | 2007-08-01 |
| Rep | 就證券提供意見 | 2006-01-10 | 2007-08-01 | |
| CAIIS Limited | Rep | 就證券提供意見 | 2005-06-06 | 2005-11-25 |
已採集記錄中暫無金管局登記。