| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2013-10-02 | 2014-06-26 |
| Rep | 證券交易 | 2013-10-02 | 2014-06-26 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2012-02-15 | 2012-07-13 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-08-15 | 2012-07-13 |
| RO | 證券交易 | 2011-08-15 | 2012-07-13 | |
| Rep | 就機構融資提供意見 | 2010-06-10 | 2011-08-15 | |
| Rep | 證券交易 | 2010-06-10 | 2011-08-15 |