| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 槓桿式外匯交易 | 2025-02-17 | - |
| RO | 提供自動化交易服務 | 2023-07-10 | - | |
| RO | 提供資產管理 | 2017-11-16 | - | |
| RO | 期貨合約交易 | 2017-11-16 | - | |
| RO | 就機構融資提供意見 | 2017-04-28 | - | |
| RO | 就證券提供意見 | 2017-04-28 | - | |
| RO | 證券交易 | 2017-04-28 | - | |
| Rep | 就機構融資提供意見 | 2015-11-10 | 2017-04-28 | |
| Rep | 就證券提供意見 | 2015-11-10 | 2017-04-28 | |
| Rep | 證券交易 | 2015-11-10 | 2017-04-28 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2012-02-15 | 2015-10-02 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-08-08 | 2015-10-02 |
| RO | 證券交易 | 2011-08-08 | 2015-10-02 | |
| Rep | 就機構融資提供意見 | 2010-07-06 | 2011-08-08 | |
| Rep | 證券交易 | 2010-07-06 | 2011-08-08 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2009-11-02 | 2010-05-01 |
| Rep | 就證券提供意見 | 2009-11-02 | 2010-05-01 | |
| Rep | 證券交易 | 2009-11-02 | 2010-05-01 |
已採集記錄中暫無金管局登記。