| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-09-17 | 2013-07-13 |
| Rep | 證券交易 | 2012-09-17 | 2013-07-13 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2012-09-17 | 2013-07-13 |
| RO | 證券交易 | 2012-02-15 | 2012-09-17 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-07-06 | 2012-09-17 |
| RO | 證券交易 | 2011-07-06 | 2012-09-17 | |
| Rep | 就機構融資提供意見 | 2011-05-16 | 2011-07-06 | |
| Rep | 證券交易 | 2011-05-16 | 2011-07-06 |