| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Aden Financial Group Limited | RO | 就證券提供意見 | 2026-09-04 | - |
| RO | 證券交易 | 2026-09-04 | - | |
| Rep | 提供自動化交易服務 | 2025-11-04 | - | |
| Rep | 證券交易 | 2025-07-25 | 2026-09-04 | |
| RO | 證券交易 | 2024-04-12 | 2025-07-25 | |
| Rep | 證券交易 | 2024-03-06 | 2024-04-12 | |
| Rep | 就證券提供意見 | 2024-03-06 | 2026-09-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2021-03-09 | 2022-08-01 |
| Rep | 證券交易 | 2021-02-24 | 2022-08-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2018-06-19 | 2020-12-31 |
| Rep | 證券交易 | 2018-06-19 | 2020-12-31 | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2014-08-11 | 2017-03-28 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2014-06-17 | 2014-07-03 |
| Rep | 就證券提供意見 | 2014-06-17 | 2014-07-03 | |
| Rep | 證券交易 | 2014-06-17 | 2014-07-03 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-02-19 | 2013-08-29 |
| Rep | 證券交易 | 2010-02-19 | 2013-08-29 |
已採集記錄中暫無金管局登記。