| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2026-09-25 | - |
| RO | 證券交易 | 2026-09-25 | - | |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2026-09-25 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2026-07-20 | 2026-09-25 |
| Rep | 證券交易 | 2026-07-20 | 2026-09-25 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2026-07-20 | 2026-09-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | 就機構融資提供意見 | 2021-11-11 | 2024-01-23 |
| RO | 就證券提供意見 | 2021-11-11 | 2024-01-23 | |
| RO | 證券交易 | 2021-11-11 | 2024-01-23 | |
| Rep | 就證券提供意見 | 2021-08-06 | 2021-11-11 | |
| Rep | 證券交易 | 2021-08-06 | 2021-11-11 | |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2021-08-06 | 2024-01-23 |
| Rep | 證券交易 | 2021-08-06 | 2024-01-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-07-09 | 2021-11-11 |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-07-09 | 2024-01-23 |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就機構融資提供意見 | 2020-04-24 | 2021-07-01 |
| Rep | 就機構融資提供意見 | 2015-08-28 | 2020-04-24 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2013-05-24 | 2015-07-08 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-01-12 | 2013-04-12 |
| Rep | 證券交易 | 2010-01-12 | 2013-04-12 |
金管局記錄暫時無法載入，請稍後重試。