| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-09-20 | 2013-04-17 |
| Rep | 證券交易 | 2010-09-20 | 2013-04-17 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-07-31 | 2008-12-02 |
| Rep | 證券交易 | 2007-07-31 | 2008-12-02 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-07-31 | 2008-12-02 |