| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-10-30 | 2016-02-25 |
| Rep | 提供資產管理 | 2013-10-30 | 2016-02-25 | |
| Rep | 證券交易 | 2013-10-30 | 2016-02-25 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-06-22 | 2014-12-15 |
| Rep | 提供資產管理 | 2012-06-22 | 2014-12-15 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-06-04 | 2012-06-07 |
| Rep | 證券交易 | 2010-06-04 | 2012-06-07 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2009-03-25 | 2010-02-26 |
| Rep | 證券交易 | 2009-03-25 | 2010-02-26 | |
| Rep | 就機構融資提供意見 | 2007-07-19 | 2008-04-10 | |
| Rep | 證券交易 | 2007-07-19 | 2008-04-10 |