| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-16 | - |
| Rep | 提供資產管理 | 2023-03-16 | - | |
| Rep | 證券交易 | 2023-03-16 | - | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供資產管理 | 2021-10-26 | 2023-02-10 |
| BOCOM International Asset Management Limited | Rep | 就證券提供意見 | 2017-07-06 | 2021-09-05 |
| Rep | 提供資產管理 | 2017-07-06 | 2021-09-05 | |
| Rep | 證券交易 | 2017-07-06 | 2021-09-05 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-07-20 | 2017-06-04 |
| Rep | 提供資產管理 | 2015-07-20 | 2017-06-04 | |
| Rep | 證券交易 | 2015-07-20 | 2017-06-04 | |
| ICBC Asset Management (Global) Company Limited | Rep | 就期貨合約提供意見 | 2013-03-12 | 2015-06-29 |
| Rep | 就證券提供意見 | 2013-03-12 | 2015-06-29 | |
| Rep | 提供資產管理 | 2013-03-12 | 2015-06-29 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-06-03 | 2012-12-19 |
| Rep | 證券交易 | 2011-06-03 | 2012-12-19 |
已採集記錄中暫無金管局登記。