| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2015-07-27 | 2015-12-18 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-12-30 | 2015-12-18 |
| RO | 證券交易 | 2014-12-30 | 2015-12-18 | |
| Rep | 就機構融資提供意見 | 2014-09-19 | 2014-12-30 | |
| Rep | 證券交易 | 2014-09-19 | 2014-12-30 | |
| Rep | 就機構融資提供意見 | 2010-08-18 | 2013-07-30 | |
| Rep | 證券交易 | 2010-08-18 | 2013-07-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-21 | 2010-07-01 |
| Rep | 就機構融資提供意見 | 2008-10-22 | 2010-07-01 | |
| Rep | 就證券提供意見 | 2008-10-22 | 2010-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-08-28 | 2008-09-29 |
| Rep | 就證券提供意見 | 2008-08-28 | 2008-09-29 |