| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2012-03-12 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-03-12 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-24 | 2012-03-05 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-08-24 | 2012-03-05 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2004-01-29 | 2009-08-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-01-06 | |
| Rep | 證券交易 | 2003-04-01 | 2009-08-17 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-01-06 | |
| Rep | 證券交易 | 2003-04-01 | 2009-08-17 |
已採集記錄中暫無金管局登記。