| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2012-02-20 | - |
| Rep | 證券交易 | 2012-02-20 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-07-30 | 2012-02-01 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-01-12 | 2012-02-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-08-24 | 2009-06-15 |