| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2012-09-04 | 2014-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-09-04 | 2014-01-01 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2012-01-13 | 2012-08-20 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2012-01-13 | 2012-08-20 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-19 | 2012-01-06 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-08-19 | 2012-01-06 |