| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-02-13 | - |
| Rep | 證券交易 | 2017-02-13 | - | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2011-11-28 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2011-11-28 | 2017-02-12 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-07-06 | 2011-11-16 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-06-08 | 2011-11-16 |
| CLSA LIMITED | Rep | 證券交易 | 2005-07-27 | 2009-03-04 |