| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-10-05 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-10-05 | - |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-07-18 | 2016-08-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-07-18 | 2016-08-26 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-06-29 | 2012-07-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-06-29 | 2012-07-10 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-09-15 | 2012-05-28 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-20 | 2012-05-28 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期貨合約交易 | 2008-11-11 | 2009-08-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-07-31 | 2008-10-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-01-22 | 2008-10-23 |
已採集記錄中暫無金管局登記。