| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-01-02 | 2015-05-31 |
| RO | 證券交易 | 2012-08-13 | 2015-05-31 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-10-12 | 2015-05-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-05-27 | 2012-08-13 |